Regulatory Compliance

Chief Ethics and Compliance Officer – An Evolving Role
This webinar featuring Mike Rasmussen, Risk and Compliance Advisor, Corporate Integrity and Gaurav Kapoor, Chief Operating Officer, HDL Systems , discusses about the evolving role of Chief Ethics and Compliance Officer (CECO) and how they can leverage technology to be more effective and ensuring compliance with multiple regulations.

Streamlining Regulatory Exams: Building Trust & Credibility with Regulators
In this Webinar Jo Ann Barefoot, Former Deputy Comptroller of OCC highlights practical strategies for streamlining regulatory exams that reduces the risk of regulatory sanctions and enhances the reputation for compliance and competence

You´ve set Up Your Compliance Plan: Now What?
The Webinar will primarily help Healthcare Organizations to learn what is required to stay current on their Compliance Plans, what measures to implement & how Technology will help bridge the gap.



IT Audits

Auditing of Computerized Systems
This Webinar discusses about how auditors can determine if the validation of the computerized system is adequate to satisfy regulatory requirements and in accordance with established guidelines and procedures.

Next generation audit framework for Banks and Financial Institutions
This Webinar discusses challenges and issues of managing audit in large global financial institutions, steps to reinforce an enterprise-wide audit program framework and functionality of the next generation audit technology.

Role of Auditors in preventing IT Fraud
The seminar will primarily help auditors & Management who are working in a high fraud-potential environment in the design and implementation of an IS architecture which minimizes the possibilities of fraud and maximizes the probability of detecting fraud.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

How to Enable Risk-based IT-Audit Program
Establishing a comprehensive risk-based IT audit plan that enhances the efficiency and effectiveness of your audits by putting in place a risk-based audit management approach.

Leverage best practices to implement a mature, cost-effective Sarbanes-Oxley Compliance Program
This webinar discusses how Auditors can optimize their SOX compliance process by implementing a more ongoing, cost-efficient, and sustainable strategy.

Replacing Legacy Audit Systems through Next Generation Technology
This session highlights how HDL Systems  is helping large organizations from different verticals to replace their legacy audit systems with next generation internal audit technology.

Succeeding at Governance, Risk and Compliance (GRC)
In this webinar, Gaurav Kapoor, CFO and GM at HDL Systems  is joined by Michael Rasmussen, Compliance and Risk Advisor, to discuss best practices to follow, pitfalls to avoid and success metrics to measure when implementing integrated GRC strategies, processes and technology.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

The Next-Generation Internal Audit
Using real-world case studies, to discuss how companies are using HDL Systems  to streamline and automate internal audit programs for improved risk and compliance management

Current Landscape of GRC Platforms: Planning for 2011 and Beyond
In this webinar, Gaurav Kapoor, CFO and GM at HDL Systems  is joined by Forrester Research GRC Analyst, Chris McClean, who draws from his extensive research to present the current landscape of GRC Platforms and factors to consider when planning for 2011 and beyond.

Managing Risk and Audit at Federal Institutions and Government Departments
In this webinar, Tom Harper, SVP General Auditor at FHLB Chicago and Gaurav Kapoor, CFO & General Manager at HDL Systems , to discuss on upgrading the risk and audit infrastructure that is simple, collaborative and fully integrated.

The Emerging GRC Issues in 2011
This HDL Systems  sponsored webcast showcases best practices for integrating GRC across the enterprise. This interactive session also highlights the GRC framework, GRC automation etc.

Replacing Legacy Audit Systems through Next Generation Technology
This session highlights how HDL Systems  is helping large organizations from different verticals to replace their legacy audit systems with next generation internal audit technology.

Next Steps in GRC: Balancing Risk and Opportunity
This webinar featuring French Caldwell, Research Vice President at Gartner Research and Gaurav Kapoor, CFO & General Manager at HDL Systems , to discuss the role of integrated GRC in balancing risk and opportunity.

Solution Overview Webinar: Audit Issue Management Program
Join this HDL Systems  webinar which will provide a high-level overview of an effective Audit Issue Management Program and how to gain enterprise-wide visibility into the status of issues and track related process metrics.

Next Generation Internal Audit: The Chief Auditor’s perspective
In this panel discussion, Chief auditors for global corporations discuss and debate about the next generation of internal audit that is more adaptable, collaborative, and integrated with corporate goals.

Unlocking the Elusive Potential of a Unified GRC Program
This webinar showcases how unified GRC program helps organizations in overcoming challenges associated with risk and compliance management dependant on manual or point solutions. GRC systems and processes provide an integrated picture of Governance, Risk, and Compliance information and processes across the business – resulting in agility, efficiency and effectiveness of risk and compliance processes ? as opposed to complexity, redundancy, and failure associated with manual or point solutions.

The Changing Face of Internal Audit
This panel will discuss the evolving role of Internal Audit and its impact on driving effective risk management program across the enterprise that can address the changing business landscape and enhance the ability to react rapidly to adverse events.

Integration of SOX and Operational Audits
This webinar details how the shift toward SOX and general compliance related duties demand the rebalancing and seamless integration of SOX and Operational Audits to meet the requirements of the law without it being detrimental to other responsibilities of auditors.

Upgrading Internal Audit Infrastructure
This webinar on Upgrading Internal Audit Infrastructure provides a complete perspective on identifying key challenges in managing internal audit in today?s environment, describing the scope of upgrade including the impact on organization, and defining the technology infrastructure necessary to support the upgrade.

Implementing Integrated GRC Program in an Organization
This session with Chris McClean, Analyst, Forrester Research, looks at the various functions involved in GRC, common areas of differences and divergence and strategies for overcoming these organizational obstacles to arrive at a common language and approach that all business owners agree upon, accept and adopt in their functions.

Beyond Basel II Compliance: Integrated Operational Risk Platform as a Competitive Differentiator
This HDL Systems  hosted webinar on “Beyond Basel II Compliance: Integrated Operational Risk Platform as a Competitive Differentiator” highlights how a holistic approach to risk management tied into corporate governance be a competitive advantage.

Thriving In The Face of Regulation: How to Accommodate the New Regulatory Regime and Achieve Optimum Business Performance
In this on-demand Webcast, our distinguished panel members from their vast real-world regulatory, management and advisory experiences, discusses on what top governance and compliance mistakes to avoid and what essential policies and procedures to implement.

Linking Internal Audit Plan with Organizational Strategic Goals
In this webinar, Dr. Robert M. Mark, Former CRO of CIBC provides insights on incorporating a risk based policy, methodology and infrastructure benchmark assessment, ensuring risk appetite across the organization, evaluating an organization?s strategies to assess risk, and defining the technology infrastructure necessary to support the new Internal Audit norms.

Five Trends in Internal Audits
In this webcast, based on our engagements with several large organizations relying on HDL Systems  solution for managing its audit, risk and compliance processes, we will discuss about the Five key Trends that we observe in Internal Audits.

Risk-based Internal Audit Management
This HDL Systems  hosted webinar helps to get a complete perspective on adopting risk-based Internal auditing framework for improving business performance, Creating a risk-centric environment for managing new threats and challenges, and Enabling technology to cope with the changing role of Internal Audit function

Managing Risk and Internal Audit in a Bank
This complimentary webinar provides a great opportunity to hear the views of a former chief risk officer of one of the leading financial services organization on improving business performance through an integrated GRC framework, developing risk-based internal audit program for a bank, creating a risk-centric environment for managing new threats and challenges, and enabling technology to cope with the increasing complexity of compliance landscape.

Risk, Audit and Compliance Management: GRC Platform and Solutions
In this webinar, we discusses what role can integrated Governance, Risk and Compliance (GRC) play in meeting the evolving needs of global corporations and the rising expectations of investors, regulators and the board, as organizations consider new techniques to succeed in managing risks, compliance and controls.

GRC at its Inflection Point: How Risk, Compliance and Internal Audit Will Change Business in 2009
In this online event, Forrester Research Analyst, Chris McClean, discusses key imperatives that have brought GRC to its inflection point such as creating a GRC program that focuses on business value, linking GRC performance metrics to strategic goals, managing increasing scrutiny and oversight of business practices, supporting the role of internal audit and reducing GRC cost and complexity.

Run up to the Economic Crisis: Enabling Risk Management
For Risk Officers, the events of the past year have challenged all assumptions about what defines the best practices of governance and risk Management. In particular, the appropriateness of the Chief Risk Officer?s dual, and potentially conflicting, roles of working to advance the business and acting as a provider of ?independent? oversight are being questioned. In this webinar, we will discuss an integrated framework for deploying governance and risk Management practices that will lead to higher adaptability for changing business needs and enhancing capabilities that will guard against adversity.

Best Practices In Computer System Validation
In this presentation, Tim Stein – an industry stalwart, author and consultant for computer systems validation – discusses best practices for meeting requirements for computer system validation. Tim bases his presentation on his book, The Computer System Risk Management and Validation Life Cycle , Paton Press, 2006.

Enterprise Risk Management (ERM) In The Extended Enterprise: Including Planning For New Standard And Poor’s Erm Guidelines For Non Financial Companies
The webinar covers key ERM principles and components defined in risk standards such as COSO ERM as well as AS/NZS 4360:2004, Standard and Poor’s proposed implementation of ERM in companies for their respective debt rating evaluation process and integration of Enterprise Risk Management and Internal Audit standards, methodologies, recommendations and legislation

Implementing NERC CIP Compliance Requirements In A Phased Manner
NERC CIP framework includes eight compliance standards focused on protecting energy entities. Non compliance mandated through compliance enforcement program (CEP) may lead to heavy penalties. Key to ensuring compliance requires implementation of an integrated framework capable of managing multiple requirements across the enterprise. This requires a platform flexible enough to integrate multiple requirements across the enterprise. This webinar covers how to address key challenges facing energy companies in achieving compliance with NERC CIP.

Linking The SOX Compliance Process To The Pcaob’s Audit Standard Number 5 To Maximize Compliance Effectiveness
This webinar provides fundamental background on PCAOB’s Standard No 5 and focuses on how companies can take advantage of the information provided in the standard to achieve cost-effective and sustainable SOX compliance.

Sarbanes-Oxley And The It Controls
This webinar reviews how IT fits into the overall compliance assessment framework, offers key insights into IT controls review and IT controls compliance assessment processes and provides a checklist of key capabilities in any SOX compliance software to document, manage and assess IT controls.

Streamlining It Audits
This webinar reviews IT audit challenges and solutions, how to use a framework such as COBIT to streamline the process and demonstration of technology that streamlines the IT audit process and provides a system of record for it.

Streamlining It Audits And Compliance For Effective Risk Management
This webinar explores how companies are improving performance and driving down costs of IT compliance by implementing next generation IT-GRC systems.


FDA Compliance

Ten Priorities for Your Current and Future Compliance Program
This webinar with leading industry analyst emphasizes on how compliance officers should prioritize their focus areas to support current requirements as well as to build a robust compliance program for the future.

Chief Ethics and Compliance Officer – An Evolving Role
This webinar featuring Mike Rasmussen, Risk and Compliance Advisor, Corporate Integrity and Gaurav Kapoor, Chief Operating Officer, HDL Systems , discusses about the evolving role of Chief Ethics and Compliance Officer (CECO) and how they can leverage technology to be more effective and ensuring compliance with multiple regulations.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

Corporate Compliance: Implementing Successful and Sustainable Programs
A webinar featuring Chris McClean, Senior Analyst at Forrester Research, and Gaurav Kapoor, COO at HDL Systems , discusses corporate compliance best practices for implementing successful and sustainable programs

Regulatory Intelligence
This educational webinar with Michael Rasmussen, Compliance and Risk Advisor at Corporate Integrity and Prashanth Shetty, VP of GRC Solutions at HDL Systems , discusses how compliance officers can deal with the barrage of compliance requirements while enabling focus on business performance.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

Corporate Integrity Agreements (CIAs) – An OIG Perspective
In this webinar, compliance expert and former supervisory special agent at Office of Inspector General (OIG), Joseph Batte provides you with an insiders view to Corporate Integrity Agreements (CIA´s), since he helped create them for the OIG. He also covers other key areas of a CIA, always with a focus on how the health care provider can better cope with a CIA and how to keep costs down if subjected to a CIA.

Meeting Corporate Objectives through Streamlined IT Governance
This HDL Systems  organized complimentary webinar helps you to learn about the importance of IT GRC program, role of Cobit and ISO 27002 for strategic alignment of IT Governance with corporate objectives, and ways to measure IT risk and compliance initiatives across the organization.

New Insights on Building Effective Risk & Compliance Program
In this HDL Systems  hosted webinar with Chris McClean, Forrester Research Analyst, discusses how to design enduring and intelligent regulatory frameworks for ensuring effective and sustainable compliance in a global enterprise

Policy Governance: Articulating the culture of compliance and effective risk management
In this webinar, the experts on the panel discusses best practices for aligning business policies and procedures with compliance requirements, risks and controls, establishing a systematic and sustainable policy-driven compliance program, and reducing exposure to fines, penalties and legal costs and protecting reputation.

Practical Steps to Streamline Your Compliance Program
This webinar presentation looks at steps that leading organizations are taking to maintain consistency, reduce overhead, and streamline their efforts, offering attendees recommendations they can use to improve the performance of any compliance program.

Minimize IT Risks through Automation of IT GRC Process
Join us for a complimentary webcast hosted by HDL Systems  and Network Frontiers and learn how to simplify IT compliance by using the Unified Compliance Framework (UCF) with a GRC Platform to Reduce Complexity and Cut the Costs of IT Compliance and Audit.

Simplifying Policy and Compliance Management
This webinar demonstrates how some of the Fortune 500 customers are using the HDL Systems  Policy and Compliance Management solution for simplifying policy and compliance Management to create a sustainable compliance environment.

Risk-based Compliance Management
This online webinar provides an integrated framework for deploying risk-based compliance Management framework and streamlining effective compliance Management processes leading to higher adaptability for changing regulatory requirements and enhancing capabilities to ensure sustainable compliance.

Best Of Breed Risk Analysis Techniques For Medical Device Industry
This webinar helps medical device companies summarize the differences and relative strengths of risk analysis techniques most commonly used in the medical device industry, hence increasing the effectiveness of the risk analysis process.

Best Practices In Computer System Validation
In this presentation, Tim Stein – an industry stalwart, author and consultant for computer systems validation – discusses best practices for meeting requirements for computer system validation. Tim bases his presentation on his book, The Computer System Risk Management and Validation Life Cycle , Paton Press, 2006.

CAPA For FDA Regulated Industry: Identifying And Resolving Common Bottlenecks And Productivity Issues In CAPA Management
This webinar covers CAPA elements and HDL Systems  capabilities for accelerated CAPA investigation, approval, and closure with automated workflows, independent processes for containment, corrective, and preventive actions, improved communication and teamwork with parallel and sequential activities and real-time reports and dashboards for the CAPA process metrics and analytics.

Compliance With Food Safety Standards In Retail Food Operations
This webinar focuses on why the food safety goal is becoming so challenging and includes the necessary information to evaluate and improve current food service systems. Sources cited include the 2005 FDA Food Code (USA) and the global Codex Alimentarius.

Developing And Implementing An OOS Logic Decision System
This webinar discusses the challenges of manual and ad-hoc processes in the OOS environment and key aspects for an automated solution including recording events, assessment and investigation, reviewing and remediation, reports and metrics and closed loop processes encompassing CAPA and change control.

Document Management System- What’s In It For You?
This webinar shows effective measures to control complexity, achieve rapid ROI and implement a solution without disrupting the flow of business. In this webinar, we review common bottlenecks and productivity issues in document Management and demonstrate key capabilities of the HDL Systems  Document Management solution that address them.

Effective And Efficient Document Management For Your Quality Management System
Learn how to control complexity, achieve rapid ROI and implement a solution without disrupting the flow of business. This webinar reviews common bottlenecks in document Management and demonstrate key capabilities of the HDL Systems  Document Management solution that address them.

Efficient And Effective Audit Management For Your Quality Management Systems
This webinar reviews common bottlenecks and productivity issues in audit Management and demonstrates key capabilities of the HDL Systems  Audit Management solution that address them.

Ensuring Compliance Through Streamlined Training Management
This webinar discusses approaches, tools and strategies for to meet critical challenges for Training Managers and Regulatory Affairs Executives responsible for compliance training programs.

Enterprise Wide Approach To Document Management For Efficiency, Visibility And Compliance
This webinar reviews common bottlenecks and productivity issues in document Management and demonstrate key capabilities of the HDL Systems  Document Management solution that address them.

FDA’s Risk-based Method To Prioritize Cgmp Inspections For FDA Regulated Industries
This webinar covers risk estimation, filtering and ranking, desirable attributes of an idealized risk categorization system for risk ranking, hazard identification and conceptual modeling, development of risk ranking model, implementation of the model and risk estimation, best of breed processes and tools used in the industry for risk estimation, filtering and ranking.

How To Choose A Quality Management System For A FDA-regulated Environment
This webinar reviews the key requirements of a FDA 21 CFR Part 11 compliant Quality Management System with key capabilities such as document control, deviations handling, CAPA and Management dashboards.

How To Implement Change Control: Best Practices For Operational Excellence And FDA Compliance
This webinar reviews common bottlenecks and issues related to change control and how to implement industry best practices by leveraging a paper-less and workflow-based system.

How To Prepare For An FDA Inspection – A Practical Perspective (upcoming)
FDA investigators often arrive unannounced to perform an inspection to see if organizations are following all of the applicable GxP regulations. Organizations always need to be prepared for such an inspection. This presentation will provide practical advice regarding how to prepare for these inspections so that your facility will pass with flying colors.

How To Put Together An Effective Audit Program
This webinar discusses best practices and the role of technology for implementing a systematic and consistent process for all types of audits, including internal audits, operational audits, IT audits, supplier audits, quality audits and ISO audits.

Incorporating FDA Compliance Into Your Organizational DNA
This webinar will discuss the compliance challenges for FDA regulated companies demonstrate how compliance across multiple regulatory issues can be tracked, supported and resolved using a single solution.

Integrated Quality And Compliance Management For The Life Science Industry
This webinar explores how leading pharmaceutical and medical devices companies are taking an integrated approach to quality and compliance Management and leveraging technology and automation of key business processes to improve operational efficiencies, lower the cost of regulatory compliance and create a transparent environment for proactively identifying, tracking and resolving quality and compliance issues.

Overview Of The Key Components Of A Risk Management Program For FDA Industry Manufacturers
As risk cannot be completely eliminated, the risk that remains must be managed. This session provides a comprehensive overview of the key concepts and principles associated with risk Management and identify the use of best practices being used by manufacturers to facilitate this.

Streamlining Audit Management
This webinar reviews common bottlenecks and productivity issues in audit Management and demonstrate key capabilities of the HDL Systems  Audit Management solution that address them.

Streamlining Complaints Management For FDA Compliance
This webinar reviews common bottlenecks and productivity issues in complaints Management and demonstrate key capabilities of the HDL Systems  Complaints Management solution that address them.

Streamlining Document Management And Control For Efficiency, Visibility And Compliance
This webinar reviews common bottlenecks and productivity issues in document Management and demonstrate key capabilities of the HDL Systems  Document Management solution that streamline document Management and control for efficiency, visibility and compliance.

Surviving an FDA Inspection: Understand the Do’s and Don’ts and the Ground Rules
This webinar reviews the do’s and don’ts and cardinal rules of interviewing, responding, reviewing documentation, etiquette, use of certain words, body language, etc. This webinar has emphasis on the company’s SOP on dealing with inspectors and knowing how to be prepared, proactive,and being able to defend and justify… and what it takes to achieve a favorable outcome.

Post Election Special: Panel discussion on Impact of the New Administration on Regulated Industries
A panel discussion with industry experts and former government officials to discuss how the new emphasis on regulations and enforcement will impact compliance, reporting requirements and governance at your company in 2009.

Document Control Management in the Life Sciences Industry
In this webinar, we review common bottlenecks and productivity issues in Document Control Management and how streamlining document Management and control can help in efficiency, visibility and compliance

CAPA for FDA Regulated Industry
A robust Corrective and Preventive Action (CAPA) program is of utmost importance to the FDA regulated industries. Implementation of a systematic and consistent CAPA process helps to investigate, identify and eliminate nonconformances, which in turn ensures regulatory compliance and cost savings.


FAA Compliance

Ten Priorities for Your Current and Future Compliance Program
This webinar with leading industry analyst emphasizes on how compliance officers should prioritize their focus areas to support current requirements as well as to build a robust compliance program for the future.

Chief Ethics and Compliance Officer – An Evolving Role
This webinar featuring Mike Rasmussen, Risk and Compliance Advisor, Corporate Integrity and Gaurav Kapoor, Chief Operating Officer, HDL Systems , discusses about the evolving role of Chief Ethics and Compliance Officer (CECO) and how they can leverage technology to be more effective and ensuring compliance with multiple regulations.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

Corporate Compliance: Implementing Successful and Sustainable Programs
A webinar featuring Chris McClean, Senior Analyst at Forrester Research, and Gaurav Kapoor, COO at HDL Systems , discusses corporate compliance best practices for implementing successful and sustainable programs

Regulatory Intelligence
This educational webinar with Michael Rasmussen, Compliance and Risk Advisor at Corporate Integrity and Prashanth Shetty, VP of GRC Solutions at HDL Systems , discusses how compliance officers can deal with the barrage of compliance requirements while enabling focus on business performance.

Automating the IT Risk Management Process
Join us for a complimentary web cast hosted by Metric Stream to learn how automated risk management solution Can bring more rigor and discipline to the tasks of IT threat and incident resolution, thus reducing costs and business losses.

Meeting Corporate Objectives through Streamlined IT Governance
This HDL Systems  organized complimentary webinar helps you to learn about the importance of IT GRC program, role of Cobit and ISO 27002 for strategic alignment of IT Governance with corporate objectives, and ways to measure IT risk and compliance initiatives across the organization.

New Insights on Building Effective Risk & Compliance Program
In this HDL Systems  hosted webinar with Chris McClean, Forrester Research Analyst, discusses how to design enduring and intelligent regulatory frameworks for ensuring effective and sustainable compliance in a global enterprise

Policy Governance: Articulating the culture of compliance and effective risk management
In this webinar, the experts on the panel discusses best practices for aligning business policies and procedures with compliance requirements, risks and controls, establishing a systematic and sustainable policy-driven compliance program, and reducing exposure to fines, penalties and legal costs and protecting reputation.

Practical Steps to Streamline Your Compliance Program
This webinar presentation looks at steps that leading organizations are taking to maintain consistency, reduce overhead, and streamline their efforts, offering attendees recommendations they can use to improve the performance of any compliance program.

Minimize IT Risks through Automation of IT GRC Process
Join us for a complimentary webcast hosted by HDL Systems  and Network Frontiers and learn how to simplify IT compliance by using the Unified Compliance Framework (UCF) with a GRC Platform to Reduce Complexity and Cut the Costs of IT Compliance and Audit.

Simplifying Policy and Compliance Management
This webinar demonstrates how some of the Fortune 500 customers are using the HDL Systems  Policy and Compliance Management solution for simplifying policy and compliance Management to create a sustainable compliance environment.

Risk-based Compliance Management
This online webinar provides an integrated framework for deploying risk-based compliance Management framework and streamlining effective compliance Management processes leading to higher adaptability for changing regulatory requirements and enhancing capabilities to ensure sustainable compliance.

Effective Safety And Quality Management In The Airline Industry For Improved Business Performance
This webinar covers enterprise-wide visibility into the audit process and metrics for assured compliance with FAA regulations and internal standards, automatic assignment and tracking of audit tasks leading to an accelerated audit process, elimination of audit errors and inconsistencies with standardized data collection and analysis and improved communication and teamwork on complex audit processes across departments and functional areas.